Derek W. Smith IACCP®, Compliance Supervisor, joined the firm in November 2021. Prior to joining the Fool, he worked at Segall Bryant & Hamill (SBH) as Compliance Manager since 2018 as part of SBH’s acquisition of Denver Investments where his primary focus is on daily compliance activities and risk reviews. Derek also served as the Secretary for the Segall Bryant & Hamill Mutual Funds. Prior to joining Denver Investments in 2014, Derek was a senior compliance analyst at Great-West Financial. Derek received a Bachelor of Science in Finance degree from Regis University. He has earned the Investment Advisor Certified Compliance Professional® designation and holds his Series 7, 63 and 24 FINRA registrations.